LESR (legal entity standard reporting) team is responsible for the legal and regulatory reporting including notes and disclosures of Credit Suisse and local regulatory reporting for APAC EMEA including UK and Dublin and the associated controls around the data referenced in this process.
A department which values Diversity and Inclusion (D&I) and is committed to realizing the firm’s D&I ambition which is an integral part of our global Conduct and Ethics Standards.
The department takes on the control, preparation of regulatory returns specified by local regulator based on Local GAAP/ IFRS accounting. The VP role in this team will be involved in the following:
Executing the business as usual (BAU) control and review and oversight of various regulatory returns including Balance sheet, PNL and others as specified by local regulators.
The reporting includes daily, weekly, fortnightly, monthly, quarterly, semi-annual and annual returns and to ensure it is submitted within set regulatory deadlines.
Working with various departments (Accounting Inter-company, PC, and Tax, Operations etc.) to support the various teams/functions.
Mentoring the team and support to achieve the desired results.
Responding to ad hoc queries from various departments, for example, Group, LEF teams, Internal and External auditors
Working on regulatory systems and support area and ensuring maintenance of CoA and the FX leveling system.
Handling the deliverables of the teams and review of various deliverables and reporting.
Maintaining adequate SOX (MARCS) & non-SOX controls to ensure completeness, accuracy & validity of the disclosures
Ensure to maintain Key Performance Indicator metrics and present to LEF Leads/Directors on monthly basis and call out any risks and suggest remediation plan.
Review of regulatory reporting in accordance with IFRS guidelines
Leading dailies, month-end, quarter end etc. reportings and procedures, including, data quality checks, documentation and highlight any control failures.
Aligning the regulatory submissions with local regulatory guidelines and keeping abreast with changes in regulatory reporting and provide commentaries.
Establish and work on robust review framework and supporting with respect to reconciliations
Ensuring that there are no unexplained / unidentified inter-company breaks, Nostro Breaks etc.
Liaising with wider Finance teams like LEAR, ICLC, FO, Operations, and PC etc.
Driving and support improvements/ efficiencies in the team.
Ensuring all the documentation is updated and accurate contingency planning in place to avoid any operational risk.
Open and transparent environment to work